Senior Special Counsel
What you'd do
The Office of Analytics and Research (OAR) in the Division of Trading and Markets (TM) is seeking an Attorney Adviser (Senior Special Counsel). In this role, you will work with colleagues on initiatives related to the development or modification of market rules and regulations and the review of rules proposed by self-regulatory organizations related to the structure and operation of securities markets. You will also provide guidance with respect to OAR's use of data in these initiatives.
Major duties
In this role as a Senior Special Counsel, you will be responsible for: Engaging in a wide variety of legal analysis relating to the market structure for the secondary trading of securities, including contributing to rulemaking, the review of SRO and NMS Plan filings, the review of ATS filings, advising on examinations and enforcement matters, and providing timely advice in response to urgent market events; Engaging in and contributing to original research related to the market structure for the secondary trading of securities, including by collaborating with OAR staff and colleagues across TM to formulate policy-relevant questions and research agenda; Providing guidance on data usage, data sharing, and data analysis in the context of agency action; Communicating effectively with staff throughout TM and across the agency about OAR's research and its policy significance; and Engaging with staff throughout the Commission, market participants, and other regulators to maintain up-to-date knowledge of market practices and dynamics, and advising staff in other TM offices with respect to market practices, developments in market structure, and market data bearing on policy initiatives.
What you need to qualify
Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty. MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-16: Applicant must have one year of specialized experience equivalent to the GS/SK-14 level. Specialized experience includes: Interpreting, applying, and explaining the provisions of the laws, rules, and regulations that govern the securities industry, in particular, the Securities Exchange Act of 1934 and related rules of self-regulatory organization; and Researching the market structure for the secondary trading of securities, and of the interplay between changes in technology and law, regulation, and policy. ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Legal and Regulatory Analysis: Conducts analysis and prepares documents and reports in compliance with Federal law that governs the rulemaking process. Teamwork and Collaboration: Interacts with internal and external others in a manner that advances SEC goals and objectives. Workload Management: Effectively prioritizes workload in a way that accommodates unforeseen developments and achieves successful outcomes. Critical Thinking: Considers a variety of factors, general and subject matter-specific, when making decisions and determining next steps in a case.
Before you apply
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